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Senior Compliance Officer, Risk Assessment (R5225)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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New York, NY |
02 Oct |
| Our client, a Fortune 200 company, has exclusively engaged our firm to assist them in growing their senior staff within the C... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
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San Francisco, CA, 94101 |
02 Oct |
| Our client is seeking an attorney with at least four and no more than seven years experience in all aspects of the fund manag... |
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Commodity Trading, Senior Counsel (R5227)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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Wichita, KS |
02 Oct |
| One of the most successful privately held companies in the United States is seeking a Senior Counsel of Trading for its offic... |
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Fixed Income Compliance Officer
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Not Disclosed
Salary: Base salary bonus and ben...
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New York City, NY |
30 Sep |
| Our client is a very well respected, global nvestment bank who is thriving in the current market. |
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Senior Compliance Officer
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Metropolitan West Asset M...
Salary: Competitive
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Los Angeles, CA |
29 Sep |
| The Senior Compliance Officer assists the Chief Compliance Officer (CCO) in monitoring activities related to two investment a... |
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Compliance Officer, Investment Management
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Not Disclosed
Salary: Base plus bonus
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New York, NY, 10003 |
29 Sep |
| Our client is a very highly respected Investment Management Arm of a leading Investment Bank. We have an urgent need for a C... |
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Compliance Analyst
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Not Disclosed
Salary: Competitive Salary
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Stamford, CT |
25 Sep |
| Compliance professional to support Insurance Fixed Income Investment team in overseeing and administering an investment compl... |
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Compliance Associate - Hedge Fund
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Not Disclosed
Salary: 80-120K plus bonus
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New York, NY |
25 Sep |
| COMPLIANCE ASSOCIATE
MULTI-BILLION DOLLAR INVESTMENT FIRM
DOWNTOWN NEW YORK, NY
Our compliance associates assist with th... |
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Compliance Officer, Private Banking
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Not Disclosed
Salary: More than competive plus...
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New York City, NY |
23 Sep |
| The Compliance Officer will oversee all aspects of compliance for the Private Banking Division of a major bank based in the M... |
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Personal Trust Fiduciary Director
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Union Bank of California
Salary: VP; potential SVP role
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San Diego, CA |
23 Sep |
| Serve as the fiduciary director for the Personal Trust to identify risk in the overall portfolio. Participates in the regulat... |
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Regulatory Marketing Compliance
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PIMCO
Salary: Competitive salary and pe...
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Newport Beach, CA, 92660 |
23 Sep |
| Providing compliance support, including, not limited to: reviewing advertisements, sales literature, client servicing materia... |
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Hedge Fund Compliance
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Howard-Sloan Professional...
Salary: Competitive Salary + Bonu...
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Denver, CO |
23 Sep |
| Ensure that company side-by-side management activities comply with all legal and regulatory requirements, operating policies,... |
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Business Analyst - Business Management & Control
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Not Disclosed
Salary: Commensurate with experie...
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Stamford, CT, 06901 |
22 Sep |
| Business Management & Control - Business Analyst. The individual will manage the implementation of initiatives as dictated b... |
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Hedge Fund Compliance Associates
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Not Disclosed
Salary: Up to $200,000 all in
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USA-NY-New York City |
22 Sep |
| Top 100 Hedge Fund Seeks Experienced Compliance Associates and Analysts for growing department. Prior Buy-Side compliance exp... |
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Senior Compliance Analyst
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Not Disclosed
Salary: Commensurate with experie...
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New York City, NY |
15 Sep |
| An investment bank in NYC has an opportunity for a Senior Compliance Analyst with investment advisory experience. |
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Compliance Officer
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Robert Half International
Salary: $65,000-$90,000 and incen...
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Lisle, IL, 60532 |
27 Aug |
| Our client, being a privately-held financial services company, has the ability to offer unique investment solutions for finan... |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
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New York, NY |
24 Aug |
| Regional Branch Compliance Manager |
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Securities Business Auditor
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Goldman Sachs
Salary: N/A
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New York, NY, 10038 |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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Compliance officer
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Not Disclosed
Salary: 75K
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USA-NJ-Jersey City |
16 May |
| Compliance officer |
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Head of Control Group Compliance
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Not Disclosed
Salary: Basic + Bonus + Benefits
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USA-NY-New York City |
06 Oct |
| My client, is a global financial services firm, with a growing presence in investment banking market. With no exposure to th... |
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Risk Management Vietnam, Internal Controls Supervisor, Associate
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Morgan Stanley
Salary: not disclosed
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Vietnam |
13 Oct |
| See job description below |
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VP - Regulatory Control, IB Operations
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Kerry Consulting Pte Ltd
Salary: Attractive Remuneration
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Singapore |
13 Oct |
| Challenging role where you will establish and develop an Asia Pacific Operations Regulatory Control function in Singapore to... |
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AVP/VP, Risk & Compliance Officer
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Kerry Consulting Pte Ltd
Salary: Attractive Remuneration
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Singapore |
13 Oct |
| Our client is one of the world's leading real estate investment management firm who have global presences in over 27 offices.... |
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Senior Compliance Manager
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Michael Page Internationa...
Salary: An attractive salary pack...
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China-Hong Kong |
13 Oct |
| Our client is a large insurance organisation who provide a diverse and broad range of products for their customers, and who c... |
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Risk & Compliance Manager – Asset Management
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ALS International
Salary: Attractive
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China-Hong Kong |
13 Oct |
| Our client is a well know global asset manager who are expanding their product offering in Asia. They are looking to recruit... |
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Compliance Manager
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Legal Futures (S) Pte Ltd
Salary: Commensurate with experie...
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Singapore |
13 Oct |
| A world leading financial institution is currently seeking a Compliance Manager for their Singapore office. |
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Compliance Manager, Singapore
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Macquarie
Salary: Information not provided
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Singapore |
13 Oct |
| The successful candidate will be responsible for assisting with compliance activities in Singapore, |
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Director - Risk
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Macquarie
Salary: Information not provided
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Australia-Sydney |
13 Oct |
| With a transactional focus you will ensure that all corporate and strategic arrangements fulfil our obligations to both APRA... |
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Compliance Manager
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Charterhouse Partnership...
Salary: Excellent salary to the r...
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China-Hong Kong |
13 Oct |
| Asset management arm of one of the worlds leading insurance and financial services companies is looking to recruit a Complian... |
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Risk Analyst - Asset Management - Investment Management - London/City
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Saul & Partners
Salary: Up to £50K + Bonus + Bene...
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UK-London |
12 Oct |
| Risk Analyst required by top tier Asset Management firm in the heart of the City. |
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